How to complainPlease find your problem in the left-hand column of the table below, then look at the steps you can take. The links will take you to detailed help. You may need to use more than one route of complaint, and you may need more advice from our helplines. You can also find specific help on this web site on assessments and statementing and on disability discrimination.
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School complaint: complain to governing body |
Most complaints about schools should begin with the school complaints procedure. By law, schools must have a procedure for parents to complain (Section 29 of the Education Act 2002). If you cannot resolve a problem informally, for example with the class teacher, head of year, deputy head or head teacher, then ask for a copy of the procedure. Formal complaints usually end with the governing body, although some schools and local authorities may offer a further stage of complaint to the local education authority, or access to a mediation service. A complaint to the governing body should be addressed to the chair of governors care of the school. If the school is a community or voluntary controlled school (i.e. local authority maintained, run by the council) you could also send a copy of the letter to the director in charge of local education services, often called children’s services. In very serious cases, you could ask a solicitor to help with a letter. A solicitor might be able to add some legal points which could strengthen your case. Try to include precise details of dates, times, meetings and decisions that may help the governing body understand the substance of your complaint. Explain what harm you or your child have suffered as a result of the school’s action or inaction. Say what you would like the governing body to do to put things right, for example:
The governing body is likely to pass your complaint to a panel of three or five governors. They may invite you to a meeting to put your case in more detail. They should follow the rules of natural justice. These say that:
In many cases where you can complain to an outside body, you must first exhaust the school’s complaints procedure before the relevant body will consider your complaint. For example:
Advantages of school complaints
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Curriculum complaintsSpecific complaints about the curriculum should be made in the first instance through the schools complaints procedure if possible. For all types of maintained school (but not academies or CTCs) you may also complain to the local education authority which must set up a complaints procedure under Section 409 of the Education Act 1996 (as amended by Paragraph 107, Schedule 30 of the School Standards and Framework Act 1998). Go to 'Complain to your local authority' for more information |
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School complaint: complain to Ofsted |
Ofsted is the body which inspects a range of public services including schools which are inspected at least once every three years. Schools are required to notify parents of the inspection, and to include details of how they can pass their views to inspectors. Parents can ask to speak to inspectors during the inspection. In addition, parents have a legal right to complain to Ofsted on the work of:
For example, Ofsted could investigate complaints about:
Ofsted cannot investigate complaints about problems affecting an individual child, however. For example, Ofsted could not investigate complaints about:
Before complaining to Ofsted you need to exhaust the local complaints routes, e.g. complaining to the school and/or local authority. If you then decide to make a complaint in writing to Ofsted, it will acknowledge it within five working days and provide a fuller response within 20 working days. To complainUse an online form: The lawThe right to complain to Ofsted was introduced by the Education (Investigation of Parents’ Complaints) (England) Regulations 2007 made under Sections 11A and 120 Education Act 2005 (as amended by Section 160 of the Education and Inspections Act 2006). Advantages
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School complaint: complain to the General Teaching Council |
The General Teaching Council (GTC) regulates the teaching profession and keeps a register of qualified teachers. It can consider complaints from parents about serious misconduct of teachers. However, it will expect you to use the school complaints procedure first and, where the local authority is the employer, complain to the authority too. Local authorities share employment responsibilities with the governing body for teachers who work in:
Governing bodies of schools are the sole employers in the case of:
If you complain to the GTC your complaint will be considered initially by an Investigating Committee who may refer the case to a hearing or may decide to discontinue the case if it does not raise concerns relevant to a teacher’s registration. Child protection cases are referred to the Department of Children, Schools and Families. To complainYou can get more information about complaining to the GTC from: www.gtce.org.uk/parents/regulation_registration/ By post:
The GTC has the power to:
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Complain to Information Commissioner |
If you have problems accessing school records, minutes of governors’ meetings, school policies or other public documents, or if you believe your child’s records have been disclosed unlawfully, are incorrect or out of date, you may complain to the Information Commissioner. You should first exhaust the school or local authority complaints procedure. Remember to put your request for information in writing and address it to the Chair of the Governing Body (for schools) or the Chief Officer (for local authorities). There are different timescales for the school to reply to your written request.
You need not specify which legislation you are requesting the information under. There may be a cost for photocopying. To complainSee the Commissioner's web site: If a governing body fails to provide the school record under the Information Regulations (see above), you can complain to the Secretary of State. Advantages of complaining to the Information Commissioner
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Complain to the Secretary of State |
The Department for Children, Schools and Families (DCSF) is the part of central government responsible for national education policy in England. The Secretary of State (the main government minister) for this department has power to hear complaints about maintained schools and local authorities which behave unlawfully and/or unreasonably. These are complaints under Sections 496 (unreasonably) and 497 (unlawfully) of the Education Act 1996. The Secretary of State has powers to direct schools and local authorities to take action to remedy any unlawful or unreasonable act. Complaints against an LEA or school acting unreasonably are less easy to make than complaints on the grounds that they have failed to fulfil a legal duty. That is because there is not a clear definition in law of what 'unreasonable' means. As a general rule, if you can make a complaint under Section 497 of the Act ('failure to fulfil a legal duty') then do that, rather than complaining of unreasonableness. However, in some cases, the complaint of unreasonableness is the only option, for example, where an LEA is acting legally and there is no appeal to the Tribunal. To complainYour complaint should be in writing and mention the sections of the Act to ensure that the Department handles it as a formal complaint. Write to:
In your letter you must:
It may be helpful to send a copy of your letter to a local councillor and ask for them to take the matter up directly with the council. The Department undertake to respond within 15 working days but their investigation may take more than six months. The Department keeps no records of the outcome of the complaints it receives so it is hard to know how effective this course of action is. IPSEA has some experience of success with particular complaints, for example where local authorities are flouting the law in relation to special education. In these cases the Department issued letters requiring authorities to put things right. It may be harder for individual parents to receive a remedy from the Secretary of State, however. It is worth trying to make an informal complaint first especially where things might be put right by a single phone call, for example. Make your complaint brief and very focused to have the best chance of success. The phone number of the DCSF is 0870 000 2288. Advantages
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Complain to the local authority |
Complaints about local authority services should be made to the most senior education officer, usually called the Chief Education Officer, Director of Children’s Services or Director of Education. You have to give the local authority the opportunity to put things right before you can take up a matter elsewhere, e.g. with the Local Government Ombudsman, the General Teaching Council or the Secretary of State. Get the complaints procedureYou can find out about how to complain from the local authority web site or by asking for a copy of their complaints procedure at their offices. This will set out the time limit for replying to your complaint. The authority’s address will be in the phone book or ask at your local library, or try the local authority address finder. Always send a written complaint by recorded delivery or ask for a receipt if you deliver it by hand, and keep a copy. Using the Monitoring OfficerIf your complaint is about a local authority behaving unlawfully or contravening a Code of Practice (such as the SEN Code) then you could write to the Monitoring Officer at the local authority. Under Section 5 of the Local Government and Housing Act 1989 all local authorities must appoint a Monitoring Officer to check these out or investigate where maladministration is identified by the Local Government Ombudsman. Advantages
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Curriculum complaintsLocal authorities are required to set up a procedure for parents in maintained schools to make complaints about the following:
(Section 409 Education Act 1996 amended by paragraph 107, Schedule 30, School Standards and Framework Act 1998). Where the complaint is about provision in school, it should be made firstly to the governing body of the school. Modification of the National CurriculumParents can ask head teachers to modify the National Curriculum for their child or exempt them from a particular NC subject, or a school may propose doing this. This is generally where a child with SEN or other difficulties (but without a statement) is unable for a temporary period to benefit or take part in the full NC. If a child has a statement any modifications or exemptions to the NC must be set out in Part 3. If parents disagree with a head teacher’s decision, they may appeal to the governing body. If that fails, parents may complain to the local authority under the curriculum complaint procedure described above. Advantages
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Complain to the Ombudsman |
The Local Government Ombudsman, or Commission for Local Administration to give it its official title, investigates complaints of injustice arising from maladministration by local authorities and exclusion and admission appeal panels. You or your child can complain if you have suffered injustice because of bad, illegal or unfair procedures, policies or decision-making processes. The Ombudsman considers the way a decision is reached, not with the merits of the decision itself, so you cannot complain just because you do not agree with a decision. The main test of whether there has been maladministration is whether an authority has acted reasonably within the law, its own policies and the good practice standards of local administration. The Ombudsman expects complaints to be made first of all to the local authority before they will investigate. If there is an alternative remedy such as an appeal to the Special Educational Needs and Disability Tribunal, the Ombudsman will expect you to use that route instead. Examples of where you might complain to the Ombudsman:
You should complain to the Ombudsman within a year of the date that the event took place unless you have exceptional reasons such as a serious illness which prevented you from complaining earlier. To complainGet ‘How to complain’ from www.lgo.org.uk/complain.htm If the Ombudsman decides there had been maladministration leading to injustice, s/he can make recommendations to local authorities but cannot require them to carry them out. However, it is very rare for a local authority to ignore a recommendation. Advantages
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Appeals to the Tribunal |
The Special Educational Needs and Disability Tribunal is a national independent tribunal (low level court) which hears parents’ appeals against local authority decisions about their child’s special education. SENDIST also hears claims from parents about disability discrimination against schools and local authorities. Disability discrimination claims are not covered here (see http://www.ipsea.org.uk/dd-help.htm). A parent can appeal to the Tribunal for the following reasons:
SENDIST cannot deal with an appeal:
Who can appealParents can appeal to SENDIST. You can appeal jointly but if you live at different addresses the papers will go only to the parent listed first on the appeal form. A parent for the purposes of the Tribunal is a birth parent, any person with parental responsibility or anyone who has care of the child such as a grandparent or foster parent. How to appealThe letter from your local authority informing you of any decisions about your child must also include information about your right of appeal. SENDIST has a booklet, How to Appeal, which contains an appeal form and advice on putting in your appeal. Information on how to appeal is available on: Time limitsYou must lodge your appeal within two months of receiving the letter from the local authority telling you of your right of appeal. If the end of the two months is in August, you have until the first working day in September. If you are not told of
the time limit will not apply. Advantages
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Ask Tribunal to review decision |
Following a Tribunal decision either party – parents or local authority – can apply to the Tribunal for the decision to be reviewed within ten working days of the date they are notified of the decision – it’s safest to use the date of the accompanying letter as the starting point for the ten working days. There are three grounds on which an application for review can be made:
If there has been a significant material change in the facts on which the Tribunal based its decision (e.g. the place in the unit the child was to take up turns out not to exist) which is discovered beyond the ten day limit, the President of the Tribunal may allow an application for a review beyond that limit. The Tribunal that heard the original case or another Tribunal will hear an application for review, although the application can be refused by the President or Chair of the Tribunal if they believe that the review has no reasonable grounds for success. If the Tribunal believes that any of the above grounds are made out, it can order that all or part of the decision is reviewed. The Tribunal that reviews the decision may:
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High Court |
Common types of actionGetting legal helpFor most legal actions you need to seek advice from a solicitor as soon as possible. Speed is usually vital (especially in an appeal against a SENDIST decision) and any delay could result in the courts refusing to hear your case. If you don't think you can afford to pay lawyers, possible sources of help include:
Advantages of court action
Disadvantages
In recent years judicial review has been the route that the majority of legal actions have been taken by parents or young people against schools, local authorities, and appeal panels. Educational negligence claims may also be made although it is getting much harder to get legal help and representation (legal aid) for these actions. Appeal SENDIST decisionIf the Tribunal makes a mistake in how it applied the law when making a decision, an appeal can be made to the High Court. Appeals must be registered with the court within 28 days of the issue of the decision. This means that all the necessary forms must be correctly completed and with the court within that time. This is a complex process which means that preparation work must begin well before the deadline. Legal Aid is granted following assessment of both the family means, and the Legal Services Commission’s view of the likely prospects of the appeal succeeding. If the appeal is successful the judge would overturn the original tribunal decision, and order the case to be heard again by a differently constituted panel. The cost of taking such an appeal the High Court without Legal Aid is in the order of fifteen to twenty thousand pounds. Judicial reviewJudicial review is the way that courts supervise how public bodies exercise their powers. The court does not decide the merits of a particular case in a judicial review or replace their judgment with that of the public body. They consider, instead, how the public body carried out their duties and check that decisions were lawful. They may ask the public body to retake their decision if they find that the law and procedures were not followed. To succeed in an application for judicial review about special educational needs, you must show either:
Public bodies can be challenged on grounds of :
Public bodies in education include:
Time limitsThe time limit for applying for judicial review is as soon as possible but in any event three months from the date when the act or decision you are complaining about occurred. It is usually necessary to show that everything possible has been tried to resolve the problem before resorting to court action. However, it is vitally important to apply for judicial review as soon as possible even if the complaints procedure has not been completed. Even short delays can result in the court refusing to hear your case. How to start an actionYou or your child must apply for permission to the High Court. Your lawyer could ask the court to take immediate action before the case is heard. This would be temporary until the court’s final decision. You may have to wait between six months and a year for the case to be heard. Remedies
AppealsAppeals can be made to the Court of Appeal and, if permission is given, to the House of Lords. Educational negligenceThere have been some well-publicised cases of former pupils winning damages where their education suffered because a professional has given poor advice, for example. However, damages were generally modest when set against the cost of taking a case so the Legal Services Commission now rarely grants legal help or representation (formerly legal aid) for these cases. Few individuals can afford the high costs of financing an educational negligence case themselves. Negligence arises where it can be proven on a balance of probabilities that:
Time limits
RemediesThe court can award damages. See also the summary of the House of Lords' decision on educational negligence for more detail. |
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Media, councillors and MPs |
MediaLocal and national press, radio and television may be interested in covering your case and this may exert pressure on decision makers but it is not without risk. Advantages
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PoliticiansCouncillorsLocal councillors make political decisions about local policies and priorities, so a complaint about the closure of a school or underfunding of a particular service is ultimately their responsibility. Target the councillor who will be most effective: if the councillor for your ward is nearing an election, they will be looking to win votes, especially if their majority is slim; find out which councillor is interested or responsible for education and who may have spoken out about special educational needs in the past. Choose a councillor who is willing to stick their neck out for you and who you know has campaigned for other parents in the past. Remember however that councils are responsible for carrying out the law made by national government so may be constrained in what they can do. MPsMembers of Parliament (MPs) have a say in the passing of national legislation and have some clout in their local areas. They usually know which buttons to press to make things happen. However, they have little direct power in relation to how individual schools and local authorities carry out their duties and this may mean they are ineffective over a local complaint. If you have a complaint about the Department of Children, Schools and Families (DCSF) your MP may be able to help. For example if you are complaining about the way the DCSF has dealt with a complaint or its decisions, actions, lack of action, policies or guidance, you could complain to the Parliamentary Ombudsman via your MP within 12 months of the action complained of. You cannot go directly to the Parliamentary Ombudsman. The Parliamentary Ombudsman can recommend a range of remedies of the Department including requiring an apology, explanation, change of policy and compensation. How to contact your MPYour local library will have their contact details and information about when and where they hold local surgeries The House of Commons information service can tell you:
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